We are pleased to announce the following new dates for our 40 minute briefing series: 7 February 2018: SMCR: the era of increased individual accountability 7 March 2018: Extended briefing – MiFID II: post implementation review 11 April 2018: The prudential academy 2 May 2018: FinTech: revolution in the financial services sector To find out … Continue Reading
We are pleased to advise that the recording for our December 2017 MiFID II Academy webinar is now available. To access the recording, please click here.… Continue Reading
On 7 November 2017, Conor Foley, Global Head of Government Relations and Public Policy at Norton Rose Fulbright, will deliver the key note addressed at the 6th Annual EU Financial Regulation Conference that is taking place in Brussels. To access the details the conference, please click here. … Continue Reading
The webex recording of our recent 40 minute briefing on the financial crime update is now available. To access to recording link please click here.… Continue Reading
The recording of our webinar Cryptocurrency and ICOs: What does the future hold? is now available. To view the webinar please register here.… Continue Reading
A new webinar recording involving Norton Rose Fulbright LLP and EEX Group is now available. The webinar is particularly relevant to those in the commodities markets and covers: MiFID II: scope and key provisions MiFID II: authorisation requirement MiFID II: position limits and position reporting Implications for EEX Group customers… Continue Reading
On 18 October 2017, Norton Rose Fulbright LLP is holding a seminar exploring trends in the industry as well as the key legal and regulatory issues that frequently arise in relation to cryptocurrency and ICOs. To learn more and register please lick here … Continue Reading
We are pleased to advise that the recording for our September 2017 MiFID II Academy webinar is now available. To access the recording, please click here… Continue Reading
We are pleased to announce the following new dates for our 40 minute briefing series: 6 September 2017: MiFID II – from implementation project to daily routine 4 October 2017: Senior Managers’ regime: accountable hierarchy in the financial services industry 1 November 2017: Financial crime update 6 December 2017: Wealth management roundup 10 January 2018: … Continue Reading
Our latest Regulatory Compliance Consulting webinar is now available. This webinar covers financial crime and the Fourth Money Laundering Directive. To access the webinar please register here.… Continue Reading
The next MiFID II Academy webinar will be taking place on 18 May 2017 at 11:00am to 11:45am. The webinar will provide an update on algorithmic trading, DEA and third country issues. For further information please see here.… Continue Reading
There are four new dates for our MiFID II Academy webinars: Update on algorithmic trading, DEA and third country issues: 11.00am – 11.45am (GMT), 18 May 2017 Update on commodity derivatives: 11.00am – 11.45am (GMT), 15 June 2017 Update on conduct issues: 11.00am – 11.45am (GMT), 13 July 2017 Update on EU implementation (insight from our teams … Continue Reading
Continued scrutiny by authorities, enforcement actions and complex regulatory developments are at the forefront of the challenges facing all financial services providers today. A robust, sustainable and risk based framework of controls is a pre-requisite for organisations, not only to maintain compliance with regulatory obligations, but to ensure that emerging risks are identified and assessed … Continue Reading
The following MiFID II videos have been published which look at different angles on investor protection: MiFID II – Buy-side topics; MiFID II – Institutional topics; and MiFID II – Sell-side topics.… Continue Reading
The recording of our latest MiFID II Academy webinar, Update on markets issues, is now available. To listen to the recording please register here.… Continue Reading
The recording of our latest MiFID II Academy webinar, Update on conduct issues, is now available. To listen to the recording please register here.… Continue Reading
On February 23, 2017 our next financial services and products breakfast briefing will take place in Frankfurt. Rüdiger Litten will hold a presentation on the topic “Derivatives Regulation – Updater”. The presentation will highlight recent developments such as EMIR – risk mitigation methods Interplay of CRR-EK-requirements and Central Clearing Implementation of central derivative aspects of MiFID … Continue Reading
The recording of our latest MiFID II webinar, UK implementation and interpretation, is now available. To listen to the recording please register here… Continue Reading
On January 26, 2017 our next financial services and products breakfast briefing will take place in Frankfurt. Katrin Scheicht will hold a presentation on the revised version of the Remuneration Ordinance for Institutions (Institutsvergütungsverordnung – InstitutsVergV). The presentation will outline the significant changes to the InstitutsVergV; specifically explaining the difference between fixed and variable remuneration (i.e. … Continue Reading
There are four new dates for our MiFID II Academy webinars: UK implementation and interpretation: 11:00am to 11:45am (GMT), 19 January 2017 European update on implementation: 11:00am to 11:45am (GMT), 16 February 2017 Update on conduct issues: 11:00am to 11:45am (GMT), 16 March 2017 Update on markets issues: 11:00am to 11:45am (GMT), 20 April 2017 … Continue Reading
We have published a new financial services video providing a brief regulatory update on the US election result and Brexit. Our video can be found here.… Continue Reading
