Photo of Andrew Lom (US)

Andrew Lom (US)

In a joint final rule, the SEC and CFTC adopted amendments to Form PF to correct errors, remove outdated references and clarify reporting instructions for SEC-registered investment advisers to private funds, including those also registered with the CFTC as a commodity pool operator or commodity trading adviser.

The full update can be found here on

The US government announced that it continues to pause mandatory beneficial ownership information filing requirements with the Financial Crimes Enforcement Network, despite the Supreme Court of the United States granting the government’s motion to stay a nationwide injunction issued by a Texas federal judge. Read our alert here.

Join our panel of lawyers from Asia, Dubai, Europe, London and the US who will explore the key regulatory developments, issues and considerations and examine some real-world case studies.

Register here

Companies qualifying as “reporting companies” under the Corporate Transparency Act that were formed before 2024 have until December 31 to file their initial beneficial ownership information reports with the Financial Crimes Enforcement Network. With this deadline fast approaching, it is vital for all companies to determine whether they have a filing requirement or fall under

On July 25, 2024, in the case of Federation of Americans for Consumer Choice, Inc., et al. v. United States Department of Labor, et al., (“Federation of Americans”) the United States District Court for the Eastern District of Texas issued an order staying the effective date of the DOL’s final fiduciary rule (and related amendments

On Thursday 11 April 2024, as part of our global ESG webinar series, please join us for the second instalment of this webinar series, as we will be taking a closer look at the ESG financial services trends in the US.

This webinar, featuring a discussion with members of our US ESG team, will include

In our 2024 FinTech Outlook, our lawyers from across Europe, the Middle East, Asia and the US share their insights on what to expect across the regulatory landscape in relation to FinTech and cryptoassets in 2024.