The following MiFID II videos have been published which look at different angles on investor protection: MiFID II – Buy-side topics; MiFID II – Institutional topics; and MiFID II – Sell-side topics.… Continue Reading
The recording of our latest MiFID II Academy webinar, Update on markets issues, is now available. To listen to the recording please register here.… Continue Reading
The recording of our latest MiFID II Academy webinar, Update on conduct issues, is now available. To listen to the recording please register here.… Continue Reading
On February 23, 2017 our next financial services and products breakfast briefing will take place in Frankfurt. Rüdiger Litten will hold a presentation on the topic “Derivatives Regulation – Updater”. The presentation will highlight recent developments such as EMIR – risk mitigation methods Interplay of CRR-EK-requirements and Central Clearing Implementation of central derivative aspects of MiFID … Continue Reading
The recording of our latest MiFID II webinar, UK implementation and interpretation, is now available. To listen to the recording please register here… Continue Reading
On January 26, 2017 our next financial services and products breakfast briefing will take place in Frankfurt. Katrin Scheicht will hold a presentation on the revised version of the Remuneration Ordinance for Institutions (Institutsvergütungsverordnung – InstitutsVergV). The presentation will outline the significant changes to the InstitutsVergV; specifically explaining the difference between fixed and variable remuneration (i.e. … Continue Reading
There are four new dates for our MiFID II Academy webinars: UK implementation and interpretation: 11:00am to 11:45am (GMT), 19 January 2017 European update on implementation: 11:00am to 11:45am (GMT), 16 February 2017 Update on conduct issues: 11:00am to 11:45am (GMT), 16 March 2017 Update on markets issues: 11:00am to 11:45am (GMT), 20 April 2017 … Continue Reading
We have published a new financial services video providing a brief regulatory update on the US election result and Brexit. Our video can be found here.… Continue Reading
The webex recording of our latest MiFID II Academy briefing on market structures (MTFs, OTFs and SIs) is now available. To access the recording please click here and complete the registration form.… Continue Reading
Our European financial services team will be hosting a series of seminars in November across our offices in France, Germany, Italy and the Netherlands. More information and booking details for each seminar can be found via the hyper-link on the relevant City below: Paris | November 21, 2016 Amsterdam | November 22, 2016 Milan | … Continue Reading
There are three new dates for our MiFID II Academy webinars: Market structures: 11:00am to 11:45am (GMT), 10 November 2016 Considerations for compliance functions: 11:00am to 11:45am (GMT), 24 November 2016 Implications for energy and commodity market participants: 11:00am to 11:45am (GMT), 8 December 2016. To register attendance please complete and submit the short online … Continue Reading
The webex recording of our latest MiFID II Academy briefing, Spotlight on markets and third country provisions, is now available. To access the recording please click here… Continue Reading
The Whistleblowers’ Champion will be on the front line of compliance in regulated firms. They will have responsibility for ensuring that there is an effective whistleblowing process in place, for reporting to the board on whistleblowing matters and, in some cases, will be required to step-in to ensure that whistleblowers are dealt with in an … Continue Reading
We are pleased to announce that the recording of our latest MiFID II webinar covering wholesale conduct is now available. To access the webinar recording please click on the link below to register. Once you have registered, a new page will appear on the screen and click “Launch presentation”. View MiFID II Academy webinar: Wholesale … Continue Reading
Based on a successful series started by the Norton Rose Fulbright London office, the Norton Rose Fulbright New York office is launching a series of financial services 40-minute briefings November 2. Each month, Norton Rose Fulbright’s senior practitioners will provide interested in-house counsel and professionals with an insightful discussion on current regulatory trends within the … Continue Reading
The next 40 minute briefing will be taking place on 2 November. The briefing is a MiFID II Academy briefing covering markets and third country provisions. To learn more and register your place please click here… Continue Reading
On October 27, 2016 our financial services and products team in Frankfurt will be holding its latest breakfast seminar, which will explore BaFin’s intended prohibition of the marketing, distribution and sale of credit-linked notes (Bonitätsanleihen) to retail clients as well as its ongoing investigations of CfDs and binary options. The invitation to the seminar and … Continue Reading
We have now published the invitation for the next series of 40 minute briefings for the period November 2016 to March 2017. Our 40 minute briefings look at some of the current hot topics in the financial services sector and stick strictly to a 40-minute format so you only need to take a small amount … Continue Reading
On 8 November 2016, the London financial services team will be holding a FinTech seminar that will explore the changing nature of financial services and how innovative products, services and business models are creating legal and regulatory opportunities and challenges for incumbent financial institutions and start-ups alike. The invitation to the seminar and how to … Continue Reading
On October 25, 2016 our financial services team in Amsterdam will be holding its latest MiFID II Academy breakfast seminar. Further information on the seminar and registration details can be found here.… Continue Reading
The webex recording of our September MiFID II Academy 40 minute briefing is now available. To access the recording please click here.… Continue Reading
Registration is now open for our next series of MiFID II Academy webinars. Upcoming webinars include: September 15, 2016: Research, payment accounts and commission sharing agreements September 29, 2016: Update on MiFID II across Europe October 13, 2016: Markets for the buy-side October 27, 2016: Wholesale conduct November 10, 2016: Market structures To register please … Continue Reading
