In our latest podcast on the Financial Services and Markets Bill, Simon Lovegrove and Emily Stone cover the Bill’s provisions on EU retained law (Apple podcasts / Spotify).
New podcast on the Financial Services and Markets Bill
Seminar – Markets infrastructure: The big picture post-Brexit
The Norton Rose Fulbright annual Markets Infrastructure seminar is back!
Please join us from 15:45 – 19:00 on Thursday, 8 September 2022 for an update and discussion on key topics in the world of trade and post-trade. The seminar will be of interest to legal, compliance and risk professionals working with the buy and sell
New podcast on the Financial Services and Markets Bill
In our latest podcast on the Financial Services and Markets Bill, Matthew Gregory and Hannah Meakin take a closer look at the Bill’s provisions on financial promotion (Apple podcasts / Spotify).
New podcasts on the Financial Services and Markets Bill
In the latest episodes of our Regulation Tomorrow podcasts:
- Jonathan Herbst and Hannah Meakin provide a high-level overview of the Financial Services and Markets Bill which was introduced on the 20 July 2022 (Apple podcasts / Spotify).
- Jonathan Herbst, Hannah Meakin and Albert Weatherill focus specifically on the Bill’s provisions relating to critical
Panel discussion: What should firms focus on in a fast-evolving risk landscape?
On July 12, 2022 our financial services and risk advisory teams will be holding a panel discussion event on the key financial crime issues facing financial services firms. The event, held at our offices in 3 More London Riverside, will include a keynote speech by Louise Stanway, chair of the Joint Money Laundering Steering Group.
Financial crime: What should firms focus on in a fast-evolving risk landscape?
On 12 July 2022, at 5pm to 7:30pm we are holding a financial crime panel event at our offices in 3 More London Riverside. Our financial regulation and risk advisory team will be joined by senior individuals from across the sector to discuss themes including anti-money laundering, sanctions, and market abuse, as well as the
Panel discussion: What should firms focus on in a fast-evolving risk landscape?
On July 12, 2022 our financial services and risk advisory teams will be holding a panel discussion event on the key financial crime issues facing financial services firms. The event, held at our offices in 3 More London Riverside, will include a keynote speech by Louise Stanway, chair of the Joint Money Laundering Steering Group.
The UK sustainable finance regime for asset managers: A practical guide
Our latest 20 minute webinar will be taking place on 15 June at 9:00am and will explore the UK sustainable finance regime for asset managers.
Sustainable finance regulation continues to be high on the agenda of asset managers and in this 20 minute webinar our financial services team provides an overview of existing UK rules
New RT Plus podcast – Beyond Sanctions – Enforcement
The next instalment of our Beyond Sanctions podcast series is now available to stream and download on Apple Podcasts and Spotify.
In this episode, David Harris and Katie Stephen, Co-Heads of our Contentious Financial Services Group in London, discuss some recent developments regarding sanctions enforcement for regulated firms.
For further updates in this area
FinCEN Spotlight – A Conversation with the Enforcement Directors
Norton Rose Fulbright is hosting an upcoming webinar by Global Investigations Review which features Washington DC partner, Sam Ramer, and Alessio Evangelista and Whitney Case from the Financial Crimes Enforcement Network (FinCEN).
Sam, Alessio and Whitney will be discussing FinCEN’s new capabilities and the current leadership of the agency and its priorities.
Among the subjects