The webex recording of our latest MiFID II Academy briefing on market structures (MTFs, OTFs and SIs) is now available. To access the recording please click here and complete the registration form.… Continue Reading
Our European financial services team will be hosting a series of seminars in November across our offices in France, Germany, Italy and the Netherlands. More information and booking details for each seminar can be found via the hyper-link on the relevant City below: Paris | November 21, 2016 Amsterdam | November 22, 2016 Milan | … Continue Reading
There are three new dates for our MiFID II Academy webinars: Market structures: 11:00am to 11:45am (GMT), 10 November 2016 Considerations for compliance functions: 11:00am to 11:45am (GMT), 24 November 2016 Implications for energy and commodity market participants: 11:00am to 11:45am (GMT), 8 December 2016. To register attendance please complete and submit the short online … Continue Reading
The webex recording of our latest MiFID II Academy briefing, Spotlight on markets and third country provisions, is now available. To access the recording please click here… Continue Reading
The Whistleblowers’ Champion will be on the front line of compliance in regulated firms. They will have responsibility for ensuring that there is an effective whistleblowing process in place, for reporting to the board on whistleblowing matters and, in some cases, will be required to step-in to ensure that whistleblowers are dealt with in an … Continue Reading
We are pleased to announce that the recording of our latest MiFID II webinar covering wholesale conduct is now available. To access the webinar recording please click on the link below to register. Once you have registered, a new page will appear on the screen and click “Launch presentation”. View MiFID II Academy webinar: Wholesale … Continue Reading
Based on a successful series started by the Norton Rose Fulbright London office, the Norton Rose Fulbright New York office is launching a series of financial services 40-minute briefings November 2. Each month, Norton Rose Fulbright’s senior practitioners will provide interested in-house counsel and professionals with an insightful discussion on current regulatory trends within the … Continue Reading
The next 40 minute briefing will be taking place on 2 November. The briefing is a MiFID II Academy briefing covering markets and third country provisions. To learn more and register your place please click here… Continue Reading
On October 27, 2016 our financial services and products team in Frankfurt will be holding its latest breakfast seminar, which will explore BaFin’s intended prohibition of the marketing, distribution and sale of credit-linked notes (Bonitätsanleihen) to retail clients as well as its ongoing investigations of CfDs and binary options. The invitation to the seminar and … Continue Reading
We have now published the invitation for the next series of 40 minute briefings for the period November 2016 to March 2017. Our 40 minute briefings look at some of the current hot topics in the financial services sector and stick strictly to a 40-minute format so you only need to take a small amount … Continue Reading
On 8 November 2016, the London financial services team will be holding a FinTech seminar that will explore the changing nature of financial services and how innovative products, services and business models are creating legal and regulatory opportunities and challenges for incumbent financial institutions and start-ups alike. The invitation to the seminar and how to … Continue Reading
On October 25, 2016 our financial services team in Amsterdam will be holding its latest MiFID II Academy breakfast seminar. Further information on the seminar and registration details can be found here.… Continue Reading
The webex recording of our September MiFID II Academy 40 minute briefing is now available. To access the recording please click here.… Continue Reading
Registration is now open for our next series of MiFID II Academy webinars. Upcoming webinars include: September 15, 2016: Research, payment accounts and commission sharing agreements September 29, 2016: Update on MiFID II across Europe October 13, 2016: Markets for the buy-side October 27, 2016: Wholesale conduct November 10, 2016: Market structures To register please … Continue Reading
On 22 September 2016, the London financial services team is holding its latest financial crime seminar. To learn more and register please click here… Continue Reading
Many thanks to those who recently attended our 9th Annual MIG seminar. We hope that you found the seminar informative and interesting. Many have requested a copy of the powerpoint presentation and this can obtained by contacting Sharan Sanger. Finally, a big thank you to our guest panellists – David Harris (Head of Commercialisation, Global … Continue Reading
We at Norton Rose Fulbright are very excited about tomorrow’s seminar – our ninth annual event for the market infrastructure community. Not only is there a lot to discuss on MiFID II and other key regulatory changes, we will also consider what Brexit means for the markets and those who trade in or support them. … Continue Reading
On 12 July 2016, we are holding our 9th Annual MIG seminar that will look at the impact of recent regulatory developments on the trade and post-trade environment, as well as an overview of how Brexit may impact these developments. The invitation to the seminar and how to register attendance can be found here… Continue Reading
On 1 June 2016, the London Financial Services team will be holding their latest 40 minute briefing. In the 40 min briefing we will focus on: the final countdown to the Market Abuse Regulation; anti-money laundering; de-risking and preparing for the Fourth Anti-Money Laundering Directive; the regulators’ proposals to implement the Government’s enforcement decision-making review; … Continue Reading
Registration is now open for our next series of MiFID II Academy webinars. Upcoming webinars include: Delegated Directive – Client assets and product governance on 19 May 2016; Delegated Directive – Inducements and research on 2 June 2016; Delegated Regulation – Definitions on 16 June 2016; and Delegated Regulation – Organisational requirements for investment firms … Continue Reading
We have now published the invitation for the next series of 40-minute briefings for the period June 2016 to October 2016. Our 40 minute briefings look at some of the current hot topics in the financial services sector and stick strictly to a 40-minute format so you only need to take a small amount of … Continue Reading
Register now Please join us, in collaboration with Cornerstone Research and KPMG, as we discuss assessing risks in the global energy trading environment. This all-day conference will present a unique opportunity for energy companies, trading houses, and financial institutions to hear from top leaders in government and key industry sectors. Invited speakers include: senior officials of the … Continue Reading
