In the latest episode of our mini-series on the Chancellor’s Mansion House speech and Leeds Reforms, Katie Stephen, Matthew Gregory, Haney Saadah and Catherine Pluck discuss the proposals in relation to the Senior Managers and Certification Regime, as well as the proposals around authorisations.
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In the latest episode of our podcast series, Let’s talk asset management, Frank Herring and Simon Lovegrove discuss the proposals contained in the European Securities and Markets Authority’s Final Report on the UCITS Eligible Assets Directive.
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In the first episode of our new mini-series on the Chancellor’s Mansion House speech and Leeds Reforms, Jonathan Herbst, Hannah Meakin and Simon Lovegrove look at the big picture, including the key themes behind the government’s reforms and the latest on the Berne Financial Services Agreement.
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In the latest episode of Global Regulation Tomorrow Plus, Hannah Meakin, Rachel Smith, Georgia Karamani and Simon Lovegrove consider the Financial Conduct Authority’s consultation paper, CP25/19, which proposes changes to the ancillary activities test.
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In the latest episode of our podcast series, Let’s talk asset management, Hannah Meakin, Lucy Dodson and Simon Lovegrove discuss the Financial Conduct Authority’s findings following a review of business models for smaller asset managers and alternatives.
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This podcast is the second in a mini-series discussing risk assessments, which are the cornerstone of an effective risk and compliance program and necessary in a number of areas to meet UK regulatory requirements. The first of our podcasts in the series focused on the new failure to prevent fraud offence which comes into force
In the latest edition of our podcast series, Let’s talk asset management, Claire Guilbert, Hannah Meakin, Lucy Dodson and Simon Lovegrove discuss the similarities and differences between Luxembourg’s Reserved Alternative Investment Fund (RAIF) and the UK’s Reserved Investor Fund (RIF)
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Recent tariff developments have transformed the international trade landscape with consequent market volatility. In our latest podcast, Katie Stephen, Hannah Meakin and Catherine Pluck discuss the impact of volatility on market abuse risk, as well as some of the key practical steps that firms can take to mitigate that risk.
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In the latest of our Risks Redefined podcast series, Janna Garcia, Katie Stephen, Stuart Neely and Hannah McAslan-Schaaf focus on failure to prevent fraud risk assessments, including discussion of what firms should be thinking about in this area and what we have been seeing through our work supporting firms in relation to the new offence.
In the latest edition of our Global Regulation Tomorrow Plus podcast series, Matthew Gregory and Simon Lovegrove discuss recent developments regarding vulnerable customers including the FCA’s multi-firm reviews on vulnerability and how retail banks and building societies approach customers in vulnerable circumstances that involve bereavement and power of attorney.
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