financial services & policy

On 16 July 2026, the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) both published updated Statements of Intent outlining how they will achieve their objectives, carry out their responsibilities and exercise their powers. APRA’s Statement of Intent also reaffirms APRA’s commitment to being

On 12 May 2026, the European Securities and Markets Authority (ESMA) updated its Manual on pre-trade and post-trade transparency under MiFID II/MiFIR.

On pages 12 to 21 of the Manual ESMA sets out a table setting out the updates that it has made to the Manual.

The updates include a new paragraph

On 13 May 2026, the Financial Conduct Authority (FCA) issued a press release announcing that it will review how consumer investment firms support bereaved customers.

Research prepared for the FCA reports that only 47% of bereaved customers felt they received the support needed from financial firms, and so has launched its review to

On 12 March 2026, the European Securities and Markets Authority (ESMA) published its report on the retail investor journey. The report follows an ESMA call for evidence (CfE) that sought to gather stakeholder input on key aspects of the investor experience, with a particular focus on the investor protection requirements