Once a far-off concept, digital assets, including cryptocurrency, have grown dramatically, achieving over US$3 trillion in value last November with no signs of slowing. Extraterritorial application of foreign laws is an emerging concern as cryptocurrency regulations take shape in other countries, notably the United States. While cryptocurrency regulations have yet to develop in Canada, Canadian
Les frontières s’estompent en matière de réglementation des actifs numériques
Autrefois un concept obscur, les actifs numériques, dont les cryptomonnaies, ont connu une croissance spectaculaire, réalisant une valeur de plus de 3 T$ US en novembre dernier sans le moindre signe de ralentissement. L’application extraterritoriale des lois étrangères est une préoccupation émergente alors que des règlements sur les cryptomonnaies sont mis en œuvre dans d’autres
FINRA (and selected SEC) regulatory matters at a glance: What compliance officers need to know
Access the December issue for an overview of FINRA and SEC regulatory developments of interest to broker-dealers.
Glen Barrentine is Of Counsel in the Denver office of Norton Rose Fulbright. His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. Glen frequency represents clients in connection
FINRA (and selected SEC) regulatory matters at a glance: What compliance officers need to know
Access the November issue for an overview of FINRA and SEC regulatory developments of interest to broker-dealers.
FINRA (and selected SEC) regulatory matters at a glance: What compliance officers need to know
Access the October issue for an overview of FINRA and SEC regulatory developments of interest to broker-dealers.
Glen Barrentine is Of Counsel in the Denver office of Norton Rose Fulbright. His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. Glen frequency represents clients in connection
US DOJ establishes a tip line to fight corruption in El Salvador, Guatemala and Honduras
The US DOJ establishes a tip line to fight corruption in El Salvador, Guatemala and Honduras.
US Justice Department is “surging” resources to corporate enforcement
High-level officials at the Justice Department are warning that the DOJ is “surging” resources in a new effort to combat corporate crime.
FINRA (and selected SEC) regulatory matters at a glance: What compliance officers need to know
Access the September issue for an overview of FINRA and SEC regulatory developments of interest to broker-dealers.
Glen Barrentine is Of Counsel in the Denver office of Norton Rose Fulbright. His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. Glen frequency represents clients in connection
SEC targets climate change disclosures
The SEC remains busy exploring additional, alternative means for requiring public companies to disclose climate risks and greenhouse gas emissions.
FINRA (and selected SEC) regulatory matters at a glance: What compliance officers need to know
Access the August issue for an overview of FINRA and SEC regulatory developments of interest to broker-dealers.