Different categories of bank assets present unique challenges from a legal and regulatory standpoint. This series of short videos explores key themes and perspectives on a range of bank assets including mortgage assets, private bank assets, bond assets and swap books among others. Conversations feature in-house experts from leading investment banks and our bank sector
On 12 January 2023, the FCA published its whistleblowing data for the period July to September 2022 (Q3 2022). During this period, it received 291 new whistleblowing reports, containing 734 allegations. Most of the new reports were received via the online reporting form and the majority of whistleblowers provided their contact details, rather than seeking
On 12 January 2023, the European Parliament announced that MEPs have adopted rules to smoothen investigations into financial crime. The new rules will facilitate access to centralised bank registries.
The new rules mandate EU Member States to ensure that the information from centralised registries is available through a single access point to be developed and
On 12 January 2023, the Joint Committee of the European Supervisory Authorities (ESAs) published a thematic report on national financial education initiatives on digitalization, with a focus on cybersecurity, scams and fraud.
The report is based on an analysis of the joint ESA’s thematic repository of 127 national financial education initiatives on digitalization
On 12 January 2023, there was published in the Official Journal of the EU, a Corrigendum to Commission Delegated Regulation (EU) 2021/2268 of 6 September 2021 amending the regulatory technical standards laid down in Commission Delegated Regulation (EU) 2017/653 as regards the underpinning methodology and presentation of performance scenarios, the presentation of costs and the
On 12 January 2023, there was published in the Official Journal of the EU, a Corrigendum to Commission Delegated Regulation (EU) 2022/1288 supplementing Regulation (EU) 2019/2088 with regard to regulatory technical standards specifying the details of the content and presentation of the information in relation to the principle of ‘do no significant harm’, specifying the
On 12 January 2023, the FCA updated its webpage on the list of industry guidance that has received FCA confirmation.
The webpage now notes that the expiry date for Radiocentre’s guidance on ensuring financial promotions for motor brands on radio are clear, fair and not misleading has been extended from 13 January 2023 to 13