On 15 November 2024, the FCA issued Primary Market Bulletin 52.
In this Primary Market Bulletin the FCA covers:
On 25 September 2024, the European Union Agency for the Cooperation of Energy Regulators (ACER) published an Open Letter on the designation of representatives by non-EU market participants and on the new obligations of persons professionally arranging or executing transactions (PPAETs) as set out under the revised Regulation (EU) 1227/2011 on
On 17 July 2024, the European Securities and Markets Authority (ESMA) published a report on suspicious transaction and order reports (STORs).
Similar to the report published last summer, the report aims at providing the market with a clear overview over the use of STORs in different jurisdictions across the EU and
On 17 June 2024, the European Commission (Commission) issued a report to the European Parliament and the Council regarding the delegation of power to adopt delegated acts pursuant to the Market Abuse Regulation (MAR).
Article 35 of MAR sets out the conditions under which the Commission is empowered to adopt delegated
On 9 May 2024, the Financial Conduct Authority (FCA) published Market Watch 79.
In this edition of Market Watch the FCA discusses:
Market
Following nearly a year of debate, the legislative review of the proposed amendments to Regulation (EU) 1227/2011 on wholesale energy market integrity and transparency (REMIT) is coming to an end. On 29 February 2024, the European Parliament formally adopted in a plenary vote the amendments to REMIT, this was followed by the approval in
On 9 April 2024, the Financial Conduct Authority (FCA) published Market Watch 78. In this edition of Market Watch, the FCA shares its observations on the completeness and accuracy of instrument reference data (IRD) under onshored Regulatory Technical Standard (RTS) 23.
The FCA notes that this edition
On 18 March 2024, the Council of the EU adopted a draft Regulation to protect the wholesale energy market against market manipulation.
The draft Regulation will reinforce market surveillance in the European Union and ensure open and fair competition in the wholesale energy markets. This forms part of the EU’s wider electricity market design and
On 14 February 2024, the Financial Conduct Authority (FCA) published Market Watch 77. In this edition of Market Watch, the FCA shares its observations on trade by organised crime groups (OCGs) and how firms can mitigate the risks of being used to facilitate their trade.
Trading by organised crime groups
The
On 30 January 2024, the FCA published Market Watch 76.
In this edition of Market Watch, the FCA shares its observations about ‘flying’ and ‘printing’, and how firms can mitigate the risks of misleading the market by their staff engaging in such behaviours.
‘Flying’ and ‘printing’
As the FCA had previously explained in Market Watch