enforcement & investigations

The rapid adoption of artificial intelligence (AI), particularly generative AI (GenAI), is transforming how professional services and financial services firms operate. We have published a new briefing note which is the first in a two-part series examining privilege and AI. In Part 1 we set out: (1) a recap on key

On 24 February 2026, the Securities and Exchange Commission (SEC) announced the first comprehensive update to the agency’s Enforcement Manual since 2017, formalizing key aspects of how the Division of Enforcement investigates, charges and resolves alleged violations of federal securities laws. Many of the policy changes were announced by SEC leadership and implemented

We have published the fourth and final briefing note in our series looking in detail at the SRA’s guidance for in-house teams, issued following a thematic review of the sector, recognising the growth and importance of the in-house role and the unique pressures to which in-house solicitors can be subject. The guidance covers six topics