We have published a new online briefing note which discusses the draft Financial Data Access Regulation.
Our briefing note is here.
The new rules for cross-border banking business from third countries under CRD VI: What should non-EEA firms do now?
We have published a new briefing note concerning the CRD VI – The new rules for cross-border banking business from third countries under CRD VI: What should non-EEA firms do now?
Regulation Around the World – Anti-money laundering update
In the latest instalment of our Regulation Around the World series, Financial Services partners in 15 jurisdictions cover recent developments concerning anti-money laundering.
Our global updater is accompanied by further analysis and insights in our Regulation Around the World podcast which is available now to stream and download. The podcast features speakers from the
PSD3, PSR and FIDAR: What firms need to know and how they should prepare
In the summer of 2023, the European Commission issued a payment services legislative package which amends the existing Payment Services Directive 2 (PSD2). A new Directive, PSD3, was proposed together with a Regulation, the Payment Services Regulation (PSR). In addition, a further Regulation was proposed, a Regulation on a Framework for
The new EU AML/CFT regime has arrived – are you ready?
We have published a new online briefing note on the European Union’s new AML/CFT regime.
Our online briefing note is here.
New Briefing Note – The EU SFDR and the UK SDR examined
Last November the Financial Conduct Authority (FCA) published Policy Statement 23/16 (PS23/16) containing final rules and guidance on sustainability disclosure requirements (SDR) and investment labels (UK SDR regime). The rules and guidance are currently limited to UK asset managers and essentially the requirements comprise of two components
Regulation Around the World – Investment Research
In the latest instalment of our Regulation Around the World series, Financial Services partners in over 10 jurisdictions review recent steps that financial services regulatory authorities have taken as regards investment research.
Our global updater is accompanied by further analysis and insights in our Regulation Around the World podcast which is available now to stream
New briefing note – Retail Investment Strategy: Restoring Consumer Trust by Shrinking the Investment Universe?
On 24 May 2023, the European Commission published its Retail Investment Strategy (RIS), a legislative package intended to empower retail investors to take more informed investment decisions that would better correspond to their investment needs and objectives.
The RIS comprises of a Directive as regards the EU retail investor protection rules. This Omnibus
Published in OJ – Directive and Regulation to improve MiFID II market data access and transparency
On 8 March 2024, the following were published in the Official Journal of the EU:
- Directive 2024/790 of 28 February 2024 amending MiFID. The Directive enters into force on the twentieth day following its publication in the Official Journal of the EU (OJ) (28 March 2024). Member States shall bring into force
Updated AIFMD guides: The marketing passport and the requirements for fund managers across the EU
We have now updated our two guides on the Alternative Investment Fund Managers Directive (AIFMD), which has now been in force for some time. Both guides are now in their sixth iteration.
The first guide considers whether the AIFMD marketing passport is working in practice and is a useful tool for managers as