6 October 2021 | 08:50 AM – 09:30 AM BST
Treasury activities are subject to constant regulatory change. Acting typically in a sell-side and a buy-side capacity, Treasury functions need to stay on top of regulatory developments, most of which are linked to each other. They may be impacting the instruments on their firm’s balance sheet and the products they might sell to clients.
Beside regulatory developments impacting the trading life cycle, Treasury functions within larger groups also need to consider various structural aspects that impact the way they trade with other entities within the group.
In this webinar, which is targeted at Treasury functions within regulated and unregulated firms in the UK and EU, our global financial services team will consider the following pieces of the puzzle:
- Structural considerations: permissions, exemptions and relationships with affiliates
- Capital raising and distribution: product governance and PRIIPs
- Market abuse and conflicts: different capacities and controls
- Trading considerations: trading and clearing obligations and documentation
Reminder on reporting and disclosure requirements
Please register here.
