Regulation and compliance

Global

  • N/A

EU

  • 25 June 2024 – On 25 March 2024, Commission Delegated Regulation (EU) 2024/911 of 15 December 2023 supplementing the UCITS Directive with regard to regulatory technical standards (RTS) specifying the information to be notified in relation to the cross-border activities of management companies and undertakings for collective investment in transferable

On 19 June 2024, the Council of the EU (Council) issued a press release stating that it had reached agreement on the text of the proposed Regulation amending Regulations (EU) No 1092/2010, (EU) No 1093/2010, (EU) No 1094/2010, (EU) No 1095/2010 and (EU) 2021/523 as regards certain reporting requirements in the fields of

In the first episode of the Global Investigations Podcast Series, Andrew Reeves (Partner, Investigations, Enforcement and Compliance team, London) is joined by Ruth Cowley (Head of Disputes and Investigations, London), Keith Rosen (Head of Risk Advisory, US) and Sharon Oded (Head of Investigations, Amsterdam) to discuss the early stages of an investigation; best practice in

Introduction 

Whistleblowing is on the rise – both within organisations and to authorities. An increase in whistleblowing is positive: it shows employees feel able to speak up, allows issues to be escalated, investigated and where necessary remediated. However, the increase in whistleblowing also presents challenges for companies to ensure that they are dealing effectively and

On 18 June 2023, the following Delegated Regulations were published in the Official Journal of the EU (OJ):

On 14 June 2024, the Financial Stability Board (FSB) issued a press release following its Plenary in Toronto.

Key points in the press release include:

  • The Plenary discussed the progress made on the key international work following up on the March 2023 turmoil. Members look forward to the completion of this work and

On 12 June 2024, the Council of the EU issued a press release stating that it had agreed on its position on the Retail Investment Package. With this agreement, the Council is ready to engage in negotiations with the European Parliament on the final shape of the legislation.

The press release notes the following main

Global

  • 18 June 2024 – On 17 April 2024, the Financial Stability Board published a consultation report that sets out policy recommendations to enhance the liquidity preparedness of non-bank market participants for margin and collateral calls in centrally and non-centrally cleared derivatives and securities markets (including securities financing such as repo). The deadline for comments