On October 15, 2025, the German regulator, the Federal Financial Supervisory Authority (BaFin), issued a general administrative act ( Produktinterventionsmaßnahme – Allgemeinverfügung BaFin 15 October 2025 ) concerning turbo certificates. The measure aims to strengthen investor protection when trading these highly speculative leveraged products. The product intervention measure restricts the marketing, distribution and sale of
Ahead of the anticipated FCA policy statement and final rules on the changes to the Appointed Representatives regime, which were expected to be published in H1 2022, in this briefing paper we consider some of the steps that firms should be taking to prepare for the anticipated changes in the FCA’s final policy.
The South African insurance regulator has published a governance and risk management framework for insurers. For a snapshot view, here are ten things to know about the new framework.