Topic: Seminars and webinars

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Missed a MiFID II webinar?

Recordings of previous MiFID II webinars can be found here. Previous recordings cover: Conduct issues for investment managers and advisers MiFID and commodities definitions and exemptions Inducements and related issues Impact on third countries Best execution and related issues Algorithmic trading and direct electronic access Conflicts of interest MTFs and OTFs Product governance and intervention … Continue Reading

Evolution of benchmark regulation seminar

Join us on March 24, 2015, from 3:15 pm-6:00 pm, for our joint seminar with Markit examining regulation affecting benchmarks, with a focus on the impact of the IOSCO principles in the US. Program highlights include: A session with CFTC Commissioner Mark P. Wetjen A discussion of the status of CFTC implementation of the Dodd-Frank … Continue Reading