Regulation and Compliance

Global

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EU

  • 15 September 2024 – On 10 July 2024, the European Securities and Markets Authority published its third consultation paper on the future technical standards and technical advice on revised MiFIR and MiFID II. The deadline for comments on chapters 3, 4, 8 and 9 of the consultation paper is 15 September 2024.
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In the latest episode of our podcast series, Let’s talk asset management, Cédric Danois and Simon Lovegrove discuss some of the key issues that ESMA and the other ESAs raise in the updated Q&As on the SFDR:

  • Sustainable investment definition
  • Website disclosures
  • Principal adverse impact indicators

Listen to the episode here.

Global

  • 9 September 2024 – On 16 July 2024, the Financial Stability Board (FSB) issued consultation reports on proposed recommendations intended to promote greater alignment in data frameworks related to cross-border payments and consistency in the regulation and supervision of bank and non-bank payment service providers. The deadline for comments on both consultation
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On 3 September 2024, the European Central Bank (ECB) published its opinion (dated 30 August 2024) on a proposal for a regulation on a framework for financial data access and amending Regulations (EU) No 1093/2010, (EU) No 1094/2010, (EU) No 1095/2010 and (EU) 2022/2554.

The ECB welcomes the objective of the proposed regulation…

Global

  • 28 August 2024 – On 30 April 2024, the Basel Committee on Banking Supervision (Basel Committee) published a consultation on guidelines for counterparty credit risk management. The Basel Committee invites comments on the draft guidelines by 28 August 2024.

EU

  • 28 August 2024 -On 21 May 2024, the European Securities and Markets
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Global

  • 19 August 2024 – On 5 July 2024, the Basel Committee on Banking Supervision issued a consultation on two technical amendments to the Basel Framework and seven new FAQs and one updated FAQ. The deadline for comments on the consultation is 19 August 2024.

EU

  • 19 August 2024 –On 17 May 2024, the European
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In Episode 3 of our podcast series ‘Let’s talk asset management’ Frank Herring and Simon Lovegrove discuss the EU Retail Investment Strategy.

Listen to the episode here.

Global

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EU

  • 13 August 2024 –On 13 May 2024, the European Banking Authority published a Consultation Paper on draft regulatory technical standards on equivalent mechanisms for unfinished property under Article 124(12) of the Capital Requirements Regulation. The deadline for comments on the Consultation Paper is 13 August 2024.

UK

  • 12 August 2024 – On
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In the second issue of Global Asset Management Review, our cross-border team provide market updates followed by a closer look at some of the key issues impacting the asset management sector including: 

  • The suitability test under ELTIF 2.0 and investment
    • …