The Norton Rose Fulbright LLP financial services team invite you to their latest breakfast briefings.

Our latest series of briefings cover some of the key regulatory developments facing financial services firms:

  • 4 September 2019: The clock is ticking on SMCR compliance. In this practical workshop conducted under Chatham House rules the Norton Rose Fulbright SMCR implementation team look at some of the last minute thorny issues that FCA solo regulated firms are dealing with as they approach the December deadline for SMCR compliance. Further information and registration can be found here;
  • 2 October 2019: Brexit – the final countdown? In this webinar we discuss what we are seeing in the market as firms make their preparations for a no deal Brexit. We also look at how the PRA and FCA are using the temporary transitional relief powers and ask the question of what legal and compliance teams should be doing the morning after a no deal Brexit. Further information and registration can be found here; and
  • 6 November 2019: Prudential regime for investment firms. In this webinar we will discuss the proposed new EU approach to the prudential classification of investment firms and the new capital requirements methodology. We will cover the new reporting requirements and remuneration provisions. Further information and registration can be found here.