Continued scrutiny by authorities, growing focus on conduct, culture and personal accountability and complex regulatory and industry developments are at the forefront of challenges facing compliance and risk functions today. Join members of our Regulatory Compliance Consulting practice as they look at some of these challenges in more detail and explore the practical considerations firms … Continue Reading
Norton Rose Fulbright is pleased to be sponsoring the 3rd UK Financial Services Brexit and Beyond Summit. The Summit, organised by City and Financial in partnership with the City of London Corporation, TheCityUK and UK Finance, will explore the implications of Brexit for the financial services industry. Key themes in this timely programme include The Government’s … Continue Reading
The webex recording of our recent extended 40 minute briefing on Brexit and the future of financial services is now available. To access the recording please click here.… Continue Reading
We are pleased to announce the following new dates for our 40 minute briefing series: 7 November 2018: Avoiding the pitfalls of an FCA themed visit 5 December 2018: Senior Managers Regime: the clock is ticking 9 January 2019: Brexit: deal or no deal 6 February 2019: Buy-side focus To find out more information about … Continue Reading
The webex recording of our recent 40 minute briefing on FinTech a revolution in the financial services industry is now available. To access the recording please click here. … Continue Reading
We are pleased to announce the following new dates for our 40 minute briefing series: 6 June 2018: Buy-side focus 4 July 2018: Extending the Senior Managers’ Regime 5 September 2018: Brexit and the future of financial services 3 October 2018: Sell-side focus To find out more information about each seminar, and to reserve your … Continue Reading
The webex recording from the first part of our recent 40 minute briefing on MiFID II (what we are seeing in the market and what is still to come) is now available. Access the recording… Continue Reading
On 7 March 2018, the London financial services team will be holding an extended 40 minute briefing covering MiFID II: post implementation review. The briefing will start at the usual time of 8:45am but will finish at 11:30am. A detailed programme is set out below. We are pleased to advise that Stephen Hanks from the … Continue Reading
The webex recording of our recent 40 minute briefing entitled SMCR: the new era of increased accountability is now available. To access to recording link please click here.… Continue Reading
We are pleased to announce the following new dates for our 40 minute briefing series: 7 February 2018: SMCR: the era of increased individual accountability 7 March 2018: Extended briefing – MiFID II: post implementation review 11 April 2018: The prudential academy 2 May 2018: FinTech: revolution in the financial services sector To find out … Continue Reading
The recording of our latest MIFID II Academy webinar is now available. The webinar is an update on algorithmic trading, DEA and third country issues. Click here to register. Following registration the recording of the webinar will automatically launch. … Continue Reading
On 1 June 2016, the London Financial Services team will be holding their latest 40 minute briefing. In the 40 min briefing we will focus on: the final countdown to the Market Abuse Regulation; anti-money laundering; de-risking and preparing for the Fourth Anti-Money Laundering Directive; the regulators’ proposals to implement the Government’s enforcement decision-making review; … Continue Reading
Registration is now open for our next series of MiFID II Academy webinars. Upcoming webinars include: Delegated Directive – Client assets and product governance on 19 May 2016; Delegated Directive – Inducements and research on 2 June 2016; Delegated Regulation – Definitions on 16 June 2016; and Delegated Regulation – Organisational requirements for investment firms … Continue Reading
On April 6, 2016 the financial services team will be holding their latest 40 minute briefing that will take a further look at MiFID II and MiFIR. Places are still available and to register please click here. As advertised, the focus of the briefing will be on MiFID II and MiFIR and the road ahead. … Continue Reading
Our next 40 minute briefing will take place on 2 March 2016 and will examine the FCA’s competition powers and what they mean for financial services firms. For more information and to register please click here For those who were unable to attend the February 2016 briefing, MAR – the countdown to July 3, 2016, … Continue Reading
