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Topic: Seminars, webinars and podcasts

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Part II: Navigating the US presidential transition – cross-border business and regulatory perspective

United States | January 26, 2021 | 10:00 am ET | 3:00 pm GMT In the second installment of our post-election webinar series, George E. Pataki, former Governor of New York, and Sam Ramer, former Senior Associate Counsel to President Trump, will consider the latest developments regarding the US presidential election. With one party now … Continue Reading

Webinar: A practical guide to navigating the new UK post-Brexit regime

Wednesday, 3 February 2021 | 08:45am – 09:30am GMT On 3 February we will be holding a webinar exploring the architecture of the UK regulatory regime following the end of the transition period, the regulatory rules that apply to firms, and where to find this material. In theory, it should be simple as the UK … Continue Reading

The Regulation Tomorrow Podcast – back in February 2021

The Regulation Tomorrow Podcast will be back in February 2021 with episode 4. To listen to episode 3, where we discussed Brexit, vulnerable customer initiatives and also gave an enforcement update, please click here. The Regulation Tomorrow Podcast is available to download and subscribe to on Apple Podcasts, iTunes and Soundcloud. We are keen to … Continue Reading

40 minute briefing webinar: 2021 – What’s in store for financial services firms

We are holding our next financial services 40 minute briefing webinar on 6 January from 8:45am to 9:30am. Many financial services firms are focussing on the immediate issues, finalising their Brexit plans and  dealing with the fallout from the COVID­19 pandemic.  However, January is an important time for firms  where they pause and assess what’s coming during the  course of the year. Where some see challenges, others  see opportunity, adaptability and innovation. In our  January 40­minute briefing, members of our  financial services team will  provide their views on  what 2021 will bring to the areas set out below: Buy­side Sell­side Banking Enforcement Please register for the webinar here.… Continue Reading

Regulation Tomorrow Podcast – Episode 3 out now

Episode 3 of the Regulation Tomorrow Podcast is out now. In this month’s episode we catch up on Brexit with Jonathan Herbst, we take a global look at vulnerable customer initiatives with John Coley from the Risk Consultancy practice in London and Helen Taylor from Sydney, and we speak to Katie Stephen and Sonya Zywko … Continue Reading

Navigating the US presidential transition: Cross-border business and regulatory perspective

On the 10th December we will be holding the first in a two-part webinar series which will see George E. Pataki, former Governor of New York and Sam Ramer, former Senior Associate Counsel to President Trump, discuss the latest developments regarding the US presidential election and what policies we can expect from the new administration … Continue Reading

Regulation Tomorrow Podcast – Episode 3 out next week

Episode 3 of the Regulation Tomorrow Podcast is out next week. Please visit this blog or subscribe on Apple Podcasts or iTunes to make sure you don’t miss out. In this month’s podcast, Jonathan is back with more Brexit updates, Katie Stephen and Sonya Zywko from our disputes team provide an update on the latest … Continue Reading

Webinar – Outsourcing in Germany – the evolving regulatory landscape

On 8 December 2020 at 9:30am to 10:30am (GMT) we are holding a webinar in English that will examine the BaFin’s proposed amendments to the “Minimum Requirements for Risk Management (Mindestanforderungen an das Risikomanagement, MaRisk)”, which, among other things, details outsourcing requirements in Germany. The webinar will also consider a new draft act that the … Continue Reading

Video: Brexit update with Jonathan Herbst

As the Brexit negotiations enter a critical phase, firms and market participants may still be wondering how to plan for the future. In the latest of our financial services videos, Norton Rose Fulbright’s Global Head of Financial Services, Jonathan Herbst, provides an update on the likely impact of Brexit. To view the video, please click … Continue Reading

Webinar: Special resolution regime

For the next webinar in our series exploring topics where regulatory and insolvency issues meet, we will be joined by members of EY’s restructuring and insolvency team to provide an update on the special resolution regime. In this webinar, we will look at some key considerations for firms, with topics including: Overview of stabilisation tools … Continue Reading

The Regulation Tomorrow Podcast – Episode 2 out now on iTunes and Apple Podcasts

Episode 2 of the Regulation Tomorrow podcast is out now, make sure to listen and subscribe. We chat to Jonathan Herbst about the latest Brexit news, Caroline Herkströter discusses current thinking around reverse solicitation, and Lisa Lee Lewis explains some of the findings of our recently conducted Global Operational Resilience Survey. The Regulation Tomorrow Podcast … Continue Reading

The Regulation Tomorrow Podcast – Episode 2 out next week

Episode 2 of the Regulation Tomorrow podcast is out next week, so make sure to listen and subscribe. In episode 2 we will be chatting to Jonathan Herbst on the latest Brexit news, Caroline Herkströter will discuss the German thinking around reverse solicitation, and Lisa Lee Lewis will explain some of the findings of Norton … Continue Reading

UK’s Post-Transition Regulatory Regime for Financial Services Virtual Summit

Join us at the ‘UK’s Post-Transition Regulatory Regime for Financial Services Virtual Summit’ on 12 November 2020, to ensure that you are both fully prepared for the end of the transition period and understand the implications for your firm of the UK’s planned regulatory regime for financial services after this point. Keynote speakers include: The … Continue Reading

October 40 Minute Briefing recording – Learning lessons: Proactive governance in the autumn

The recording from the October 40 Minute Briefing, Learning lessons: Proactive governance in the autumn, is now available here. In the October edition of the webinar we focussed on “lessons learned” reviews, examining how such reviews can be successfully conducted so that they are valuable exercises. The webinar also considered skilled persons reviews, focussing in … Continue Reading

Webinar | Challenges facing retail banks – 21 October

For the next in our series of webinars where we explore topics where regulatory and insolvency issues meet, we will be joined by members of Grant Thornton’s restructuring and insolvency team to provide an update on the challenges currently facing retail banks, who have been at the forefront of the regulatory response to COVID-19. The … Continue Reading

Regulation Tomorrow Podcast – Episode 1 now on Apple Podcasts

We are pleased to announce that the Regulation Tomorrow Podcast is now available on the Apple Podcasts app (and also on iTunes). Please click here to listen and subscribe to the podcast. Episode 1 focusses on Brexit, featuring interviews with Jonathan Herbst, Imogen Garner and Hannah Meakin.… Continue Reading

Webinar | Challenges facing retail banks – 21 October

For the next in our series of webinars where we explore topics where regulatory and insolvency issues meet, we will be joined by members of Grant Thornton’s restructuring and insolvency team to provide an update on the challenges currently facing retail banks, who have been at the forefront of the regulatory response to COVID-19. The … Continue Reading

Episode 1 of the Regulation Tomorrow podcast is now available

If you want to stay up to date on the latest developments in the world of risk and regulation, the Regulation Tomorrow podcast is for you. Each month, our team of lawyers, risk consultants and government relations and public policy strategists will discuss recent news and emerging trends to help you keep track of the … Continue Reading

Webinar | Brexit: Doing business in the EU

With every day that passes without apparent progress towards an agreement on financial services or equivalence, the more firms we see putting in place arrangements to enable them to continue business across Europe. On 22 October members of our financial services and regulation team in London, Paris, Frankfurt, Amsterdam and Milan will be hosting a … Continue Reading

The Regulation Tomorrow Podcast – Episode 1 is out next week

You’ve asked for it and we’ve listened: introducing the new Regulation Tomorrow podcast, which is out next week. This monthly show will cover all aspects of financial services, from retail to market infrastructure and beyond. In addition to giving you the latest news and views from across the industry, we will be providing real practitioner … Continue Reading

2 December 2020: Senior management and compliance 40-minute briefing – MiFID 2 / MiFIR for 2021

We are evolving our successful 40-minute briefings into webinars for financial services professionals. This includes senior management and those in legal, compliance and risk teams who have or are developing financial services expertise. The webinars will be led by senior members of our financial services team from legal, risk consulting and government affairs backgrounds and … Continue Reading

4 November 2020: Senior management and compliance 40-minute briefing – Sustainable finance regulation

We are evolving our successful 40-minute briefings into webinars for financial services professionals. This includes senior management and those in legal, compliance and risk teams who have or are developing financial services expertise. The webinars will be led by senior members of our financial services team from legal, risk consulting and government affairs backgrounds and … Continue Reading

Directors’ duties in regulated firms

For the latest webinar exploring topics where regulatory and insolvency issues meet, we were joined by members of KPMG’s restructuring group to provide an update on the impact of COVID on directors’ duties in regulated firms. Topics included: Companies Act and common law and equitable duties versus duties under the senior managers and certification regime … Continue Reading

October 40 Minute Briefing – Learning lessons: Proactive governance in the autumn

We are evolving our successful 40-minute briefings into webinars for financial services professionals. This includes senior management and those in legal, compliance and risk teams who have or are developing financial services expertise. The webinars will be led by senior members of our financial services team from legal, risk consulting and government affairs backgrounds and … Continue Reading
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