United Kingdom

Topic: Seminars and webinars

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40 minute briefing on 4 December – Going green: ESG reforms

Our 40 minute briefing on 4 December will be a seminar, we hope to see you at our London offices. In this briefing members from our Financial Services team and Government Relations team will discuss the EU legislative measures on sustainable finance and the latest green communications from the PRA and FCA. To register your … Continue Reading

Next 40 minute briefing (4 December) – Going green: ESG reforms

Our next 40 minute briefing will be a seminar. In this briefing members from our Financial Services team and Government Relations team will discuss the EU legislative measures on sustainable finance and the latest green communications from the PRA and FCA. To register your place for the briefing please click here.… Continue Reading

Next 40 minute briefing (4 December) – Going green: ESG reforms

Our next 40 minute briefing will be a seminar. In this briefing members from our financial services team and Government Relations team will discuss the EU legislative measures on sustainable finance and the latest green communications from the PRA and FCA. To register your place for the briefing please click here.… Continue Reading

New EU prudential regime for investment firms – webinar recording

The recording from our latest 40 minute briefing webinar covering the new EU prudential regime for investment firms is now available. The webinar covers: Where we are in the legislative process for the IFR and IFD; Transitional provisions; Firm classification; New prudential requirements; Remuneration and governance; Equivalence; and What does the new regime mean in … Continue Reading

New webinar series: Global asset management regulation

To be successful with the launch of an overseas fund, asset managers need to familiarize themselves with legal structures and operational differences as well as an array of regulatory requirements, which can differ between investors and jurisdictions. Our global financial services regulatory team have launched an on-demand webinar series exploring the key issues and requirements … Continue Reading

AFME 3rd Annual Compliance and Legal Conference

We are pleased to be sponsoring The Association for Financial Markets in Europe’s (AFME) 3rd Annual Compliance and Legal Conference, “The future of regulation in a changing world”, which is taking place in Paris from 2-4 October. Our European financial services team will be participating in the event, including speaking on a panel discussion looking … Continue Reading

London 40 minute briefing series – new dates for September to November

The Norton Rose Fulbright LLP financial services team invite you to their latest breakfast briefings. Our latest series of briefings cover some of the key regulatory developments facing financial services firms: 4 September 2019: The clock is ticking on SMCR compliance. In this practical workshop conducted under Chatham House rules the Norton Rose Fulbright SMCR … Continue Reading

Back to basics: AML

On 3 July 2019, our financial services team will be holding its next 40 minute briefing, discussing key anti-money laundering (AML) developments. This event will take the form of a webinar; registration and further details can be found here. This briefing will discuss, amongst other things: The changes under the Fifth Anti-Money Laundering Directive High risk … Continue Reading

Upcoming 40 Minute Briefing: The future of market conduct

Our Financial Services team invite you to attend our 40 minute briefing on the future of market conduct. We are now in a critical period where the FCA is focussing on how firms have embedded the reforms that were introduced in 2018. For example, the FCA’s CEO, Andrew Bailey, has recently stated that the regulator … Continue Reading

Extended briefing with FCA guest speaker: SM&CR Academy

In our extended briefing this Wednesday, we are joined by David Blunt (Head of Conduct Specialists Department, FCA) who will discuss the purpose of the SM&CR and the importance of preparing for the new regime, ensuing that it is embedded into firms’ DNA as a business as usual process. Breakout sessions will follow involving colleagues … Continue Reading

Extended briefing with FCA guest speaker: SM&CR Academy

The first phase of the Senior Managers’ and Certification Regime (SM&CR) was introduced for about 900 banks and deposit takers in March 2016. On 9 December 2019, the FCA is extending this regime to over 47,000 other firms. The basic principle of the SM&CR is that of responsibility and accountability, it is the antidote to … Continue Reading

Extended briefing: Brexit and the future of economic partnership for financial services

The recording of our latest 40 minute briefing on Brexit and the future of economic partnership for financial services is available for free here. Please note that this recording omits the segment delivered by HM Treasury which was conducted under Chatham House rules.… Continue Reading

Extended briefing – Brexit and the future economic partnership for financial services

On 3 April 2019, we will be holding an extended financial services breakfast briefing on Brexit. Many financial services firms have already executed their Brexit contingency plans and in this briefing partners from the Norton Rose Fulbright LLP financial services team will discuss what they have been seeing in three key sectors: banks, buy-side and … Continue Reading

Financial Services Live Webinar – Brexit: what’s next?

  The Norton Rose Fulbright LLP financial services team invite you to their latest webinar.   With MPs again rejecting the draft Withdrawal Agreement we are now moving into uncharted territory with a series of crucial votes scheduled to take place in the House of Commons this week.   At 10:00am on Friday 15 March, … Continue Reading

Extended briefing – Brexit and the future economic partnership for financial services

With 29 March being only weeks away, the financial services industry is still waiting for a final answer – deal or no deal? Regardless of this, many financial services firms have already executed their Brexit contingency plans and in this briefing partners from the Norton Rose Fulbright LLP financial services team will discuss what they … Continue Reading

All change: What’s next for global payments?

Continually increasing payment volumes, the advent of new payment technologies and infrastructure, and continued change in consumer spending habits has seen the payments ecosystem grow exponentially in recent years. This has fuel led a raft of new providers, increased mergers and acquisitions activity, and expanded payments related regulation for the industry to navigate. We invite … Continue Reading

Brexit: Financial Services breakfast briefing – 6 March 2019

The recording of our March webinar briefing on Brexit is now available. To access the recording, please click here. During the webinar our speakers focused on the following questions: Where are we at politically and how does the political overlay impact on firms practically? What are the possible outcomes (Deal, No Deal, Extension) and what … Continue Reading

Brexit: Financial Services breakfast briefing – 6 March 2019

As previously advertised, the monthly financial services breakfast briefing on Wednesday 6 March will take the form of a webinar rather than a seminar. The webinar will start at 9:00am and finish at 9:30am. The webinar will focus on Brexit, specifically our speakers will share their thoughts on the following questions: Where are we at … Continue Reading

Brexit: Financial Services breakfast briefing

As the March 29 deadline looms large for the UK’s exit from the EU we are going to slightly deviate from the monthly 40 minute briefing format. The briefing on 6 March will take the form of a 30 minute webinar from 9:00am to 9:30am, in which our financial services partners will discuss what they … Continue Reading

New 40 minute briefing recording: Buy-side focus

The webex recording of our February 40 minute briefing, Buy-side focus, is now available. To access the recording, please click here. To register for or access our Asset Management Regulation Hub referenced in the briefing, please click here. The Asset Management Regulation Hub is a free service in which you will find resources to help monitor … Continue Reading
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