United Kingdom (and EU regulation)

Primary Market Bulletin 33

By Albert Weatherill (UK) on March 30, 2021 Posted in Securities, United Kingdom

On 29 March 2021, the FCA published issue 33 of Primary Market Bulletin.

In this issue the FCA covers:

Brexit-related changes for EEA audit firms.
Information on Short Selling Regulation notification compliance.
Recent enforcement action.
The new online portal for submitting major shareholdings notifications which went live on 22 March 2021.

The FCA also covers its review work on issuers’ compliance with major shareholding notifications and deficiencies observed in reporting total voting rights, annual FCA reporting requirements of payments to governments and its response to feedback received on delayed disclosure of inside information (covered in Primary Market Bulletin 31).