A new RT Plus episode covering the FCA authorisation process is out now to stream and download.
In this episode, Head of Risk Consulting EMEA Advisory, Lisa Lee Lewis, is joined by Compliance Manager, Victoria Pridmore, to discuss various aspects of the authorisation process. They look at recent issues and updates from the FCA in this area, with a particular focus on post-Brexit issues; they examine the different types of authorisation required for different categories of business, from investment firms to e-money institutions, and walk through a typical authorisation step by step.
RT Plus is available to stream and download on Apple Podcasts, iTunes, Spotify and Soundcloud. To listen to this current episode, please click here.