The FCA has published its latest Policy development update (issue 23).

The update lists those FCA publications that have been issued since the last update:

  • Consultation Paper 15/18: Fair, reasonable and non-discriminatory access to regulated benchmarks;
  • Consultation Paper 15/17: Capital resources requirements for Personal Investment Firms; and
  • Finalised Guidance 15/7: Guidance on financial crime systems and controls.

The update also lists forthcoming FCA publications. These include that a Consultation Paper on the implementation of UCITS V will be published in Q3 2015. Interestingly, the date of publication of the Policy Statements to the various Consultation Papers on the senior managers’ regime is “TBC”.

View Policy development update – issue 23, 12 June 2015