Our regulatory compliance consulting team are pleased to be sponsoring the 1LoD Summit, the leading event dedicated to front office risk and control functions within financial institutions, which takes place in London on November 21 this year.

The Summit will bring together over 200 senior practitioners from across the three lines of defence for a day of keynote presentations, focused workshops and panel discussions that explore how 1LoD control functions are evolving within financial institutions, as well as discussions around efficiency and how well companies are adapting to the three lines model.

Topics at this year’s Summit will include

  • Conduct Risk Metrics
  • IBOR 22
  • Risk Assessments in the 1st Line
  • Establishing a 1LOD Control Function
  • Operational Resilience
  • Sales: Suitability & Appropriateness
  • Supervision
  • Control Assurance
  • Bringing Behavioural Science into the 1st Line

To view the current agenda, featuring all sessions, speakers roundtables and more, please visit the conference website.

For more information, or to make use of our exclusive discount code which gives you 20% off the usual price of a pass, please contact Rebecca Haynes.