The FCA has published a supervisory memorandum of understanding (MoU) it has entered into with the Hong Kong Securities and Futures Commission (SFC). The provisions of the MoU are intended to support communication on supervisory issues of common interest concerning particular cross-border regulated entities. The MoU covers:

  • scope of supervisory co-operation;
  • cross-border on-site visits;
  • execution of requests of assistance; and
  • permissible uses of non-public information obtained under the MoU, including the confidentiality and onward sharing of such information.

View FCA signs MoU with Hong Kong SFC, 20 July 2017