The FCA has published its latest Policy development update (no 9). The update briefly summarises FCA publications issued since the last update and provides an updated timetable for forthcoming publications.
In relation to forthcoming publications, the update mentions that in:
- Q2 2014 there will be a Policy Statement to the earlier consultation on the use of dealing commission rules;
- Q1 2014 there will be a Policy Statement to the earlier consultation on the distribution of retail investments concerning payments for referrals to discretionary investment managers and reporting of complaints against retail investment advisers;
- Q1/2 2014 there will be a Policy Statement to the earlier consultation on the client assets review (including EMIR indirect clearing); and
- Q1 2014 there will be a Policy Statement to the earlier consultation on proposed amendments to the Recognised Investment Exchanges sourcebook.
View Policy development update no. 9, 13 January 2014
