United Kingdom (and EU regulation)

FCA Handbook Notice No.46

The FCA has published Handbook Notice No.46.

This Handbook Notice sets out the changes the FCA Board made to the Handbook on 30 June, 6 July and 20 July 2017.

On 30 June 2017, the FCA Board made changes to the Handbook in the following instruments:

Glossary (MiFID 2) Instrument 2017;
Fees (Data Reporting Applications) Instrument 2017;
Markets and Organisation Requirements (MiFID 2) Instrument 2017; and
Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017.

On 6 July 2017, the FCA Board made changes to the Handbook in the following instrument:

On 20 July 2017, the FCA Board made changes to the Handbook in the following instruments:

Approved Person (Amendment to Application Forms) Instruments 2017;
Fees (Payment Systems Regulator) Instrument (No 4) 2017;
Conduct of Business Sourcebook (Pension Projections) Instrument 2017;
Client Assets (Client Money and Custody Assets Distribution and Transfers) Instrument 2017;
Trading Venues Instrument 2017;
Client Assets Supervision (P2P CASS Audits) Instrument 2017;
Immigration Regulations (Amendment) Instrument 2017;
Retirement Income Data (Regulatory Return) Instrument 2017; and
Fourth Money Laundering Directive (Enforcement and Consequential Amendments) Instrument 2017

The Handbook Notice briefly describes the changes made by the above instruments.