The European Securities and Markets Authority (ESMA) has updated its Q&As on the implementation of investor protection topics under MiFID II / MiFIR.
The following topics have new Q&As:
- best execution;
- suitability and appropriateness;
- underwriting and placing;
- inducements (research);
- post-sale reporting; and
- information on costs and charges.
View ESMA updates MiFID II Q&A on investor protection, 16 December 2016