Article 71(4) of MiFID II, requires the European Securities and Markets Authority (ESMA) to publish an annual report regarding information on sanctions and measures imposed under MiFID II in the previous calendar year, as notified by Member State national competent authorities (NCAs). On 17 July 2019, ESMA delivered its latest report collating information submitted by NCAs on (i) all sanctions and measures imposed in 2018; and (ii) all criminal sanctions imposed in 2018.

Further detailed information on public sanctions and measures issued by NCAs can be found on the ESMA register.