The European Securities and Markets Authority (ESMA) has published two compliance tables that set out a list of Member State authorities that comply or intend to comply with its guidelines on certain aspects of the Markets in Financial Instruments Directive’s:

• compliance function requirements; and
• suitability requirements.

View Guidelines compliance table – guidelines on certain aspects of the MiFID suitability requirements, 21 February 2014

View Guidelines compliance table – guidelines on certain aspects of the MiFID compliance function requirements, 21 February 2014