The European Banking Authority (EBA) has launched a data collection aimed at supporting the response to the European Commission’s Call for Advice on a new prudential framework for MiFID investment firms, which should be less complex, more risk sensitive and more proportionate than the current regime.

For the purpose of this data collection, the EBA has published templates and instructions which are addressed to MiFID investment firms and to UCITS and Alternative Investment Fund managers that conduct MiFID activities or services. The templates should be filled in and submitted to the respective Member State competent authorities by 7 October 2016 at the latest.

The EBA will launch an ad-hoc data collection for commodity dealers at a later stage.

View EBA launches data collection relating to investment firms prudential framework and remuneration policy, 15 July 2016