United Kingdom (and EU regulation)

Directors’ duties in regulated firms

By Jonathan Herbst (UK), Katie Stephen (UK), Mark Craggs (UK) and John Coley (UK) on September 22, 2020 Posted in Seminars, webinars and podcasts, United Kingdom

For the latest webinar exploring topics where regulatory and insolvency issues meet, we were joined by members of KPMG’s restructuring group to provide an update on the impact of COVID on directors’ duties in regulated firms. Topics included:

Companies Act and common law and equitable duties versus duties under the senior managers and certification regime
Themes from recent FCA/PRA enforcement action
Wider governance, conduct and customer perspectives

The recording of the webinar can be listened to here.