The FCA has published Consultation Paper 13/18: Quarterly consultation no.3 (CP13/18).

In CP13/18, the FCA proposes to:

  • make minor amendments relating to the transfer of consumer credit regulation from the OFT to the FCA (chapter 2);
  • introduce an administrative charge to recover costs of dealing with late publication by listed issuers of periodic financial reports under the disclosure and transparency rules (chapter 3);
  • extend the ability of authorised fund managers and others to communicate electronically with unit holders, including through website-based communications (chapter 4); and
  • amend its procedure for processing a waiver application (chapter 5).

The deadline for comments on chapter 2 of CP13/18 is 17 January 2014. The deadline for comments on the remaining chapters of CP13/18 is 6 February 2014.

View CP13/18 quarterly consultation (no 3), 6 December 2013