The FCA has published Consultation Paper 14/4: Quarterly consultation No. 4 (CP14/4). In CP14/4, the FCA invites comments on various miscellaneous amendments to the FCA Handbook.
CP14/4 is set out as follows:
- chapter 2 contains minor changes to the Handbook impacting alternative investment fund managers, UCITS managers and certain alternative investment fund depositaries;
- chapter 3 contains minor changes to the complaints data reporting form and updating guidance;
- chapter 4 contains clarification of the scope of mortgage product sales data performance data reporting for firms who own regulated mortgage contracts but who do not have the ‘entering into’ permission; and
- chapter 5 contains amendments to the Handbook to implement the Financial Policy Committee’s recommendation on interest rate stress tests for mortgages.
The closing date for comments on chapters 2, 3 and 4 is 6 May 2014. The deadline for comments on the proposals in chapter 5 is 4 April 2014.
View Consultation Paper 14/4: Quarterly consultation No.4, 6 March 2014
