Norton Rose Fulbright is pleased to be sponsoring the 1LoD Summit in New York on 2 April 2019.
The 1LoD Summit is the largest US event dedicated to front office risk and control functions, covering topics such as supervision, control assurance, conduct risk, surveillance, rogue trading and much more.
The Summit is designed for those
Our governance and conduct video series sees our Regulatory Compliance Consulting team explore some of the key areas firms must consider to ensure effective and efficient governance and control frameworks.
In the latest video, Christian Blackwell and Tunde Fasoyiro discuss the ways that firms can measure effective conduct. You can watch the video here.
We
The latest video in our risk and compliance series, which sees our Regulatory Compliance Consulting team explore some of the key issues facing risk and compliance functions today, is now available to watch online.
In the video, which can be watched here, Christian Blackwell and Alina Rotari explore the ways that firms can prepare
Our Regulatory Compliance Consulting team is pleased to announce new dates in its webinar series, which explores the challenges facing risk and compliance functions and the practical considerations firms should be taking in order to drive and embed an effective and sustainable control environment.
On 15 November 2018, Norton Rose Fulbright co-sponsored the 1LoD Summit at The Dorchester hotel in London. The conference brought together over 250 senior members of the financial services community, with panels focussed on key areas such as governance, controls testing, surveillance and culture. A lot of time was spent discussing opportunities for improving the
Our new governance and conduct video series will see our Regulatory Compliance Consulting team explore some of the key areas firms must consider to ensure effective and efficient governance and control frameworks.
In the first video, John Davison, Head of Regulatory Compliance Consulting, and Alina Rotari, Compliance Executive, give their views on the 5 key
Continued scrutiny by authorities, growing focus on conduct, culture and personal accountability and complex regulatory and industry developments are at the forefront of challenges facing compliance and risk functions today. Join members of our Regulatory Compliance Consulting practice as they look at some of these challenges in more detail and explore the practical considerations firms
Norton Rose Fulbright is pleased to be sponsoring the 1LoD Summit in London on November 15.
The 1LoD Summit is the largest event in the world dedicated to the front office risk and control function within the business. Topics on the agenda will include Supervision, Control Assurance, Conduct Risk, Surveillance, Rogue Trading and more.
The
The webex recording of our recent 40 minute briefing on the financial crime update is now available. To access to recording link please click here.
Our latest Regulatory Compliance Consulting webinar is now available. This webinar covers financial crime and the Fourth Money Laundering Directive.
To access the webinar please register here.