In this podcast Matthew Gregory, Haney Saadah and Janna Garcia discuss the Financial Conduct Authority’s recent multi-firm review of risk management and wind-down planning
at e-money and payments firms alongside the regulator’s Dear CEO letter from earlier this year which outlined the FCA’s priorities for payments firms.
Listen to this episode here.
This podcast is the second in a mini-series discussing risk assessments, which are the cornerstone of an effective risk and compliance program and necessary in a number of areas to meet UK regulatory requirements. The first of our podcasts in the series focused on the new failure to prevent fraud offence which comes into force
In the latest of our Risks Redefined podcast series, Janna Garcia, Katie Stephen, Stuart Neely and Hannah McAslan-Schaaf focus on failure to prevent fraud risk assessments, including discussion of what firms should be thinking about in this area and what we have been seeing through our work supporting firms in relation to the new offence.