The FCA has published Handbook Notice No.46.
This Handbook Notice sets out the changes the FCA Board made to the Handbook on 30 June, 6 July and 20 July 2017.
On 30 June 2017, the FCA Board made changes to the Handbook in the following instruments:
- Glossary (MiFID 2) Instrument 2017;
- Fees (Data Reporting Applications) Instrument 2017;
- Markets and Organisation Requirements (MiFID 2) Instrument 2017; and
- Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017.
On 6 July 2017, the FCA Board made changes to the Handbook in the following instrument:
- Prospectus Rules (Miscellaneous Amendments) Instrument 2017.
On 20 July 2017, the FCA Board made changes to the Handbook in the following instruments:
- Approved Person (Amendment to Application Forms) Instruments 2017;
- Fees (Payment Systems Regulator) Instrument (No 4) 2017;
- Conduct of Business Sourcebook (Pension Projections) Instrument 2017;
- Client Assets (Client Money and Custody Assets Distribution and Transfers) Instrument 2017;
- Trading Venues Instrument 2017;
- Client Assets Supervision (P2P CASS Audits) Instrument 2017;
- Immigration Regulations (Amendment) Instrument 2017;
- Retirement Income Data (Regulatory Return) Instrument 2017; and
- Fourth Money Laundering Directive (Enforcement and Consequential Amendments) Instrument 2017
The Handbook Notice briefly describes the changes made by the above instruments.
View FCA Handbook Notice No.46, 21 July 2017